Role of the Formal Decision Making in Emerging of the “New Corruption” in a School Education in Transitional Societies (case of Georgia)


 Policy Paper

By
Valerian Melikidze



Introduction

Disintegration of the USSR led to a number of rapid, drastic transformations majority of which, at least from the general public standpoint had not been positive and contributed to overall deterioration of living standards. Transformation of social services are usually perceived in the most painful way since it was here (especially in education and health care) where people were entitled to the most valuable and easily attainable benefits.

Today the vast majority of these benefits are gone altogether or are transforming in a way that connects them to their former selves only in a name, their substance quite opposite to whatever they used to be.

Georgia is no exception to this rule. For instance, health care reform, launched in 1995 transformed the system in a way that simply totally alienates poorer population and makes it difficult to access for the remaining people save for the absolute minority of the richest. Under the circumstances public school education remains almost the only remainder of the past epoch when all the people were entitled to huge benefits free of charge.

Whatever the actual merits of the Soviet school education, it at least provided equal access to all children disregarding their ethnic or religious origins, economic and social standing. As such, both for the government and general public free public school today stands out as a kind of “status symbol”, as something solid and unchanging at times of rapid transformations and general vulnerability.

The reality quite obviously contradicts such popular perception. Continuing economic hardships and slow recovery rate drastically reduced ability of a state to provide financial and material support to public school system. Today it operates at just a fraction of financial provision it used to have during the last years of the Soviet era.

This leaves it no potential for development and only persistent efforts of Georgian authorities save it from significant physical contraction. Even today it maintains almost universal enrollment of basic school age population. Naturally in financially starved system this could only take place on the expense of important features like efficiency, quality and equality. It resulted in frequent disruptions of classes, drove away the most qualified teachers and impoverished the vast majority of the remaining. This also led to involvement of parallel schemes of attracting additional finances by schools, two of which the authorities had eventually to legalize making public schools system paid on principle, although these schemes mainly remain outside any control.

As a result today we are dealing with a kind of “chimerical” system based on contradictory, even mutually exclusive principles – formally free, but factually paid. Still  there are no indications that non budgetary contributions, apart from the rarest of exceptions, are able to curb deterioration of schools. On the other hand there is a plenty of evidence pinpointing them as leading source of corrupt practices in a school system.

Background

Georgia by a wide acclaim is a deeply corrupt country. Majority of deals in the country involving those of elected or executive officials, businesses or common citizens are based on some kind of personal “understanding” among the interested parties rather than on the law, which is routinely abused. Corrupt activities have already acquired a systemic character and it looks like that any government agency is becoming corrupt simply by default, by virtue of belonging to the system. As to the public school system it may be involved primarily due to controlling one of the largest public money flow in the country, especially that this is almost entirely disbursed as cash.

Also more than a decade after the demise of the USSR, the country is still at a very initial stage of economic recovery. Even some positive results were achieved, the actual progress in sluggish and by no means irreversible. Any large-scale political crisis (quite possible under the current circumstances) may plunge the country back into deep recession. Its current GDP is just about 2/5 of the Soviet volume, which itself was by no means impressive. Actual amount of Georgian GDP is much smaller than for instance fraud committed by accountants of some American companies. Share of GDP incorporated in the state budget is also very low by any reckoning and its volume compares very unfavorably with operating budgets of not the largest and richest of Western universities.

This leaves public sector, including education, virtually cash stripped, with no development potential. There are no indications that government discriminates public education in any way. Quite on the contrary, this sector receives more public allocation than ministries of defense, interior and state security as well as all other security agencies combined. On local government level school education is by far the leading item of spending. But the actual amount of sums allocated is meager and can only to some extent slow down deterioration of an education system. In a school system there is almost no money for anything else but wages and salaries that amount to 9/10 to all expenditures. Still teachers and administrators are remunerated to the extent of about USD 1 per day or less. Consequences of this for the education process proper are emerging strictly in accordance with the old popular Soviet formula – “the government pretends that it pay teachers and teachers pretend that they work”.

Any positive developments in the school education – repair of school buildings, outfitting them with computers, etc. are almost exclusively result of intervention of international donors or some wealthy Georgians.

Chances of reversing school system deterioration and improving its current standing exclusively by means of public financing are rather slim. According to my own rather approximate calculations, in order to pay public schools personnel salaries comparable to current minimum subsistence level, the government should allocate sums 2.4-4.4 times exceeding total current public education spending. Given the existing trends of economic recovery, under the very best circumstances such level of financing may not be realistically achieved earlier than the second half of the next decade (provided that current subsistence level is maintained throughout all this period.).

These trends are farther exacerbated by other problems that in some other  post Communist countries (in Eastern Europe for instance) play a major role in public school sector development. These are unfavorable student-teacher ratio, unfinished devolution and continuing mix-up of functions and responsibilities between the Ministry of Education (MoE) and local governments, resource allocation mode at local government level that discourages rationalization of school system, absence of the most necessary standards and norms of school education, etc., etc. General institutional weakness and lack of control also feature prominently in a current school system crisis.

In case of Georgia all these play by far the secondary role to problems of school education and it looks today that their successful solution will hardly be able to turn the tide. Mobilization of internal resources, leading to cost cutting and more efficient utilization of available funds can hardly offset the deficit created by the general macro economic crisis. Restrictions that may be imposed on schools in order to improve their standing given current financial and material constraints may also be unjustifiably heavy.

Also the government as a whole, as well as political opposition and trade unions maintain position that school education should be free of charge, whatever the actual abilities of the state and consequences of constant drastic under financing of the system.  This position is supported by schoolteachers - may be the largest remaining single group of state employees who mainly escaped drastic job cuts that affected other people employed by the government. They represent rather well organized and influential group lobbying preservation of existing organization and relations in public education. In addition, given the current public sentiment any decisive measures that may lead to considerable alteration of status of public school system  may be politically disastrous for whose who dare initiate it.

Even simple formal acknowledgment of quite obvious fact that a public school system is not free of charge any more is tantamount to political suicide for any politician or high rank public servant. That's why anyone disregarding their actual standing in society and political affiliation are adamantly supporting the old Soviet model of free public school system providing universal access for all. This primarily manifests itself in preservation of maximum amount of teachers and resistance to rationalize school system. Public school system in Georgia is rapidly transforming from system providing general education for young generation into system mainly providing livelihood (however meager) for people who work there.

Such approach is strongly supported by the local governments that by law are currently in charge of financing public schools. Here the education (primarily public schools) represents the largest item of budget expenditures. The vast majority of local governments are too weak economically to support public schools independently and heavily depend on central budget transfers that play a key role in financing this system. The actual role of transfers in local finances is unjustifiably high stemming again from the fact that these are the only guaranteed spending items. This again makes education sector the most important one for local budgets – first because almost all transfers come to education; second – almost all these transfers consist of salaries that belong to so called “protected” items and cannot be sequestered, providing districts with badly needed cash, third – considering the current state of relations between a federal and local governments actual spending of this money is almost totally outside any control.

These transfers are disbursed notwithstanding the actual performance of sector they are intended for. It looks like that they are mostly applied as policy instruments in relations between federal and local governments. Of course they to a large extent reduce formal budget independence of local governments, but also work the other way being used as potent instruments in actual power sharing between center and regions. More schools, more teachers – more transfers, especially if district is very weak economically and its finances in disarray. It’s only natural that local governments fight claw and tooth to preserve school education as it is, without any changes.

Taking into account the easily observed attitudes and practices of local administrations probability that cash intended for public schools is misappropriated is very high. According to local experts this cash is used in a form of a short term loans for local businesses that provide a quick turnover and high return at rates lower than formal bank rates. It looks like that cash involved in such transactions exceeds the amount of non budgetary contributions to schools almost to the order of magnitude.  Although formally these transactions take place outside public school system proper, their negative influence on schools is very strong. The most important is that schools are used both as formal pretext and instruments for fostering such country wide corrupt activities.

 The Issue

The current standing of the Georgian general public school system may be best described by a term fuzzy. It is still formally free of charge while fee for “above the standard” tuition and parents’ “voluntary” contributions are also formalized. These hardly improve overall standing of schools but provide plenty of opportunities for misappropriation of money and corruption. Attempts of the Georgian authorities to preserve such situation as it is today are tantamount to “having a cake and eating it” and are not rational even in the short run.

To add to this misfortune public school system is used as a potent instrument to provide local governments with the largest, mainly uncontrolled cash flow available to them.  Although this money is by far not enough to improve public school standing to any noticeable extent, it still provides plenty of incentive for local officials to use it for their private ends.

This document focuses on status and financing since they provide basis for all other school reform measures currently under way and efficiently define any alternatives of public school system development.  Thus the rationale for fighting “new corruption” in a school system in Georgia through redefining its status and providing better financial incentives is running as follows:

·    The state cannot realistically expect school system to perform its functions as defined by current legislation without necessary financial provision (especially personnel remuneration);
·    Any insistence that schools should perform their formal functions in the absence of such provision eventually leads to involvement of “shadow financing” and corruption;
·    Attempts to formalize such payments while clinging to formal “free education provider” status of public schools creates even larger “window of opportunity” for corrupt practices;
·    Even schools widely practicing alternative financing schemes, with the rarest of exceptions, are not able to attract enough money to offset financial and material resources deficit and noticeably improve their performance making the current situation even more attractive for unscrupulous people.
.     At local government level public school system financing is  basically used as a pretext for acquiring additional, hardly controllable and probably misappropriated central government funds.

Although there is clear understanding of the problems at hand, issue of redefining public school education status in accordance with actual ability of the state to sustain it, is so politically risky that so far there have not even been attempts to start some kind of public discussions on it. Still the situation calls for concerted efforts of Ministries of Education and Finances, local governments, other interested government representatives, NGOs, representatives of teachers, school administrators, parents as well as other interested parties in order to develop comprehensive policies directed at redefining public school system status and existing financing schemes.

Development options and recommended actions

Current crisis of school education in Georgia is not resulting from easily observable financial and material deficit per se, but stems rather from growing gap between the model and size of the public school system inherited from the USSR and ability of the state to satisfy these needs. This gap is easily  utilized by corrupt practices further undermining already weakened system.

Given the existing socio-economic and political constraints, the only option acceptable for majority of stakeholders while leading to improvement of a general financial standing of schools may be based on operational scheme already to some extent utilized by the state higher educational institutions in Georgia.

Formally remaining in the state ownership, schools should be given the much greater autonomy and formal right to offer a paid for tuition while retaining free of charge sector as well. Parents should be offered a flexible tuition scheme enabling them to choose between all free or all paid for sectors, or even their combination. Existing salary caps should be lifted enabling schools to remunerate teachers depending on actual performance. Special taxation scheme should be applied to paid sector enabling it to keep operating costs low, with provisions that encourage reducing amount of budget money schools utilize.

The best performing schools should be encouraged even to leave the state sector altogether. The scheme should be supported by comprehensive regulation, control of its implementation delegated to strong school boards with broad functions.

Such a scheme obviously will not solve problems of public school sector development and financing. Nor will it be easily applicable to schools outside the major urban centers. Still it will provide the sector with a formal development alternative and incentive – things that it clearly lacks today.

The following steps should also be undertaken in order to better utilize existing internal resources of the system:

·    Per student costs of education varying in accordance with various regions and geographical zones of Georgia should be calculated. Education authorities should also calculate the real cost of education on per school basis in order to learn the real needs of the system;
.    Comprehensive, clear set of education standards should be developed ASAP with special emphasis on eliminating the possibility of  "bending" these standards in accordance with private needs of local administrators.
·    The MoE should carry out the inventory of schools and implement country-wide rationalization program, closing down schools which are permitted to function today based only on rather vague moral and/or political consideration (especially in larger urban centers). Afterwards the rights to open/close schools should be passed to local governments, as well as right to appoint school principals that local authorities may share with or delegate to school boards;
·    Existing system of generalized education transfer allocations to local governments should be replaced by per student education grant,  to be channeled directly to recipient schools. Rules and criteria of application for such grants should be made very simple and clear, process of their allocation - public;
·    Local governments should also be encouraged to retain only first four grades of elementary school in small villages and provided some financial incentives to do so. Local governments (district level) should have right to retain schools earmarked for closure provided that they finance them above and beyond all other budget contributions. Such schools also should not have a right to apply for the central government education grants unless some time in future they start to meet some clearly defined criteria they did not meet at the time of rationalization;
.    During some transitional period (3-5 years) small elementary and basic village schools with less than 100 students should be left out of any rationalization schemes (provided that there is only one school per village). Afterwards local communities should be provided with option to maintain these schools on their expenses (without any outside support) as alternative to their closure;
.    Status of schools should be redefined, making them legal entities, with their own budgets, bank accounts and rights to legally incorporate all contributions into the budget. These contributions and  other incomes generated by providing services beyond the formal education programs should not be subjects to taxation at least at the initial stage of legalization of these practices (3-5 years);
.    Clear, simple, transparent rules for attracting out of budget contributions should be established. Only one legal entity (school board) should be earmarked as executor of these functions. All others (even if they are legally established) should be deprived of this right. All other practices of collecting money for schools should become punishable under the law. At the initial stage of establishing such system it should be overseen by the central authorities (may be even by MoE);
·    Parents and public at large should be encouraged to actively participate in school management (especially control of finances) through special programs directed at development of system of school boards. Nation wide propagandistic campaign should be initiated explaining population importance of this.


Created: March 24, 2003, Author V. Melikidze
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